0001033244-12-000004.txt : 20120214
0001033244-12-000004.hdr.sgml : 20120214
20120214172939
ACCESSION NUMBER: 0001033244-12-000004
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MDU RESOURCES GROUP INC
CENTRAL INDEX KEY: 0000067716
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 410423660
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-35797
FILM NUMBER: 12612994
BUSINESS ADDRESS:
STREET 1: 1200 WEST CENTURY AVENUE
CITY: BISMARCK
STATE: ND
ZIP: 58503
BUSINESS PHONE: 701-530-1059
MAIL ADDRESS:
STREET 1: 1200 WEST CENTURY AVENUE
CITY: BISMARCK
STATE: ND
ZIP: 58503
FORMER COMPANY:
FORMER CONFORMED NAME: MONTANA DAKOTA UTILITIES CO
DATE OF NAME CHANGE: 19850429
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK LIFE TRUST CO
CENTRAL INDEX KEY: 0001033244
IRS NUMBER: 133808042
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 51 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125768329
MAIL ADDRESS:
STREET 1: 51 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: NYL TRUST CO
DATE OF NAME CHANGE: 19970212
SC 13G/A
1
r13g1211b.txt
13G/A - AS OF 12/31/11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION STATEMENT
PURSUANT TO RULES 13d-1 AND 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 12)*
MDU RESOURCES GROUP, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
552690109
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
CUSIP NO. 552690109 Page 2 of 4 Pages
MDU RESOURCES GROUP, INC.
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NEW YORK LIFE TRUST COMPANY
EIN # 13-3808042
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK, NEW YORK
NUMBER OF 5. SOLE VOTING POWER 9,676,893
SHARES
BENEFICIALLY 6. SHARED VOTING POWER 0
OWNED BY
EACH 7. SOLE DISPOSITIVE POWER 9,676,893
REPORTING
PERSON 8. SHARED DISPOSITIVE POWER 0
WITH
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 9,676,893
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.13%
12. TYPE OF REPORTING PERSON*
BK
*SEE INSTRUCTIONS BEFORE FILLING OUT
SCHEDULE 13G
CUSIP NO. 552690109 Page 3 of 4 Pages
MDU RESOURCES GROUP, INC.
Item 1(a) Name of Issuer: MDU RESOURCES GROUP, INC.
Item 1(b) Address of Issuer's principal executive offices:
1200 West Century Avenue
Bismarck, ND 58506-5650
Item 2(a) Name of person filing: NEW YORK LIFE TRUST COMPANY
Item 2(b) Address of principal business office:
51 MADISON AVENUE
NEW YORK, NY 10010
Item 2(c) Citizenship: See Item 4 of Cover Page
Item 2(d) Title of class of securities: See Cover Page
Item 2(e) Cusip No.: See Cover Page
Item 3 Type of Person: See Item 12 of Cover Page
Item 4(a) Amount beneficially owned: New York Life Trust Company ("NYLTC"),
in its capacity as directed trustee of the MDU Resources Group,
Inc. 401(k) Retirement Plan (the "Plan"), may be deemed the
beneficial owner of 9,676,893 shares of common stock of the
issuer which are owned by the Plan on behalf of numerous
participants. NYLTC has limited authority with regard to certain
shares over which it may exercise voting and/or dispositive power.
The filing of this statement shall not be construed as an admission
that NYLTC is, for the purposes of Section 13(d) or 13(g) of the
Act, the beneficial owner of any securities covered by the statement.
Item 4(b) Percent of class: 5.13%
Item 4(c) For information regarding voting and dispositive power with
respect to the above listed shares see items 5-8 of Cover
Page.
Item 5 Ownership of 5 percent or less of a class: NOT APPLICABLE
Item 6 Ownership of more than 5 percent on behalf of another person:
Shares as to which this schedule is filed are owned by MDU
Resources Group, Inc. 401(k) Retirement Plan (the "Plan") on
behalf of numerous participants. Participants in the plan
receive dividends and the proceeds for the sale of such
shares. No participant is known to have such an interest
with respect to more than five percent of the class.
SCHEDULE 13G
CUSIP NO. 552690109 Page 4 of 4 Pages
MDU RESOURCES GROUP, INC.
Item 7 Identification and classification of subsidiary which acquired the
security being reported on by the parent holding company: NOT
APPLICABLE
Item 8 Identification and classification of members of the group: NOT
APPLICABLE
Item 9 Notice of dissolution of the group: NOT APPLICABLE
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
Dated: February 14, 2012
/s/ Laura D'Ambrosio
-----------------------------
Name: Laura D'Ambrosio
Title: Vice President